INTRODUCTION: OVERVIEW OF RHEUMATIC HEART DISEASE
Rheumatic heart disease (RHD) is a chronic valvular disease caused by heart valve damage from severe or repetitive episodes of acute rheumatic fever (ARF)1–4. ARF results from an autoimmune response to infection caused by Group A Streptococcus (GAS) in genetically susceptible individuals5. As the acute illness resolves, the valvular lesions tend to persist and progress over time, leading to chronic RHD, which is the major cause of morbidity and mortality from ARF1,5. These key definitions are presented in Table 1.
|Acute rheumatic fever|
|An acute illness caused by an autoimmune response to infection with Group AStreptococcus, leading to a range of possible symptoms and|
|signs affecting any or all of heart, joints, brain, skin, and subcutaneous tissues. Acute rheumatic fever is diagnosed according to the|
|Revised Jones Criteria and has a tendency to recur with subsequent Group A streptococcal infections.|
|Active inflammation of the heart tissues, most importantly the mitral and/or the aortic valves, caused by acute rheumatic fever. Rheumatic|
|carditis can lead to chronic damage that remains after the acute inflammatory episode has resolved.|
|Rheumatic heart disease|
|Persistent damage to heart valves resulting in mitral and/or aortic regurgitation, or stenosis in long-standing cases, that remains as a result|
|of acute rheumatic fever with rheumatic carditis. Complications of rheumatic heart disease include heart failure, embolic stroke,|
|endocarditis, and atrial fibrillation.|
RHD remains a major public health concern, especially in low- and middle-income countries, where it is the leading cause of cardiovascular death and disability in children and young adults6–8. There are an estimated 33.4 million individuals currently living with RHD6. The disease was responsible for 305,000 deaths in 2015, and more than one million premature deaths annually6.
Awareness of RHD has increased recently, owing to an improved understanding of the true burden of disease resulting from echocardiography-based screening studies in countries in which the condition remains endemic9,10. In addition, there has been a sustained increase in focus on RHD among researchers in RHD-endemic countries1,11,12. In 2015, RHD Action, a civil society movement, was launched to increase support and awareness for the early diagnosis and treatment of RHD9. More recently, the World Health Assembly adopted a resolution to reinvigorate global and national interest in preventative and management strategies for ARF and RHD13,14.
The strong link between RHD and low- and middle-income countries highlights a series of factors related to its evolution, from the point of diagnosis to advanced disease stages. Other key issues include failure to receive adequate secondary prophylaxis and inadequate monitoring of anticoagulation, which may increase the incidence of complications such as stroke and bleeding12,15. However, epidemiological elimination of the disease extends far beyond ambulatory or hospital measures, and will require political-economic-administrative behavioral change, at the municipal, state, and federal level, with the capability to articulate and consolidate three key fundamental parameters: prevention, health policies and advanced care12.
Although the incidence of ARF is decreasing worldwide, the rise in RHD prevalence is mainly occurring as a result of increased survival of patients with valve disease and the availability of echocardiography to improve the diagnosis of RHD3. Major advances in medical and surgical treatments for RHD have led to increased survival, which may also contribute to an increased prevalence of RHD3,6. Although valve replacement provides good early results, the patients usually have difficulty in accessing medical care, with a high rate of prosthesis-related complications16. Unfortunately, many patients present with valve dysfunction too advanced to benefit from cardiac surgery, and the mortality in these patients remains high15,17,18.
The objective of this review is to provide an update on RHD, highlighting epidemiological concepts, improvement in diagnosis using echocardiographic screening, current understanding of the pathogenesis of valvular structural abnormalities, and, finally, effective preventive strategies currently employed in developing countries.
EPIDEMIOLOGY: GLOBAL BURDEN OF THE DISEASE
The incidence of acute rheumatic fever (ARF) and of its long-term sequela, rheumatic heart disease (RHD), is low in high-income countries, mainly owing to improvements in the socioeconomic condition of the population and efficient infection control with benzathine penicillin G (BPG)6,10. However, in a few developed countries such as Australia and New Zealand, RHD remains a relevant issue, particularly in indigenous populations, such as the Aboriginal Australians, largely resulting from poor accessibility to heath care resources19. In low- and middle-income countries, RHD remains a major public health concern owing to issues of overcrowding, poor hygiene, and low adherence to secondary prophylaxis15.
Watkins et al.6 estimated that in 2015 there were about 33.4 million people diagnosed with RHD worldwide, with less than 1% of cases occurring in high-income countries6. The number of disability-adjusted life-years due to RHD was 10.5 million, accounting for 0.43% of global disability-adjusted life-years due to any cause. The highest age-standardized mortality occurred in Oceania, South Asia, and central sub-Saharan Africa, while the highest numbers of deaths due to RHD, in descending order, were observed in India, China, and Pakistan6. Latin America demonstrates interesting epidemiological trends for RHD, as it has one of the highest levels of income disparity, with a sizable proportion of the population at high risk20. An interesting case in point is Brazil, which has experienced an impressive reduction in RHD incidence and mortality21, while its prevalence (1 to 7 cases/1,000) remains high compared to developed countries (0.1-0.4 cases/1,000 schoolchildren)21.
SUBCLINICAL DISEASE DETECTED BY SCREENING ECHOCARDIOGRAPHY
During the last decade, interest in early diagnosis for prevention of rheumatic fever recurrence has triggered an increasing number of echocardiography-based screening studies22. Furthermore, large-scale screening using portable echocardiographic equipment has become increasingly feasible and extremely effective in high-prevalence regions13,23.
Early population-based epidemiologic studies on RHD prevalence were based largely on clinical examination22,23. The first screening program, including 16 developing countries, relied solely on cardiac auscultation to diagnose RHD24. Subsequently, RHD screening began to include echocardiography for confirmation of disease in clinically suspected cases23. However, cardiac auscultation has poor sensitivity and specificity for the diagnosis of RHD.
Subsequent studies have consistently highlighted the superiority of echocardiography for detecting subclinical RHD25,26, compared to auscultatory screening; hence, auscultatory screening is no longer recommended23.
Considering the challenges associated with large-scale screening and the criteria used in diagnosing RHD, the World Heart Federation (WHF) established an evidence-based approach to standardize echocardiographic parameters for the diagnosis of RHD27. These current criteria take into consideration both morphological and functional changes of the left heart valves, and are designed to improve the accuracy of RHD diagnosis in children without a history of ARF. Patients are classified into definite or borderline RHD groups, and further subcategorized within each grouping. There has been a substantial increase in the number of studies on the prevalence of RHD since the establishment of the WHF standardized-echocardiographic criteria screening19,20,25,28–32. A recent meta-analysis showed that the prevalence of subclinical RHD is seven to eight times higher than that of clinically manifest disease33.
Echocardiographically detected RHD has been termed latent RHD, which includes a broader spectrum of disease, including any RHD identified on echocardiographic screening in the absence of prior ARF or known RHD9. Although echocardiographic screening shows promise for early diagnosis of RHD, the progression of screen-detected disease is not yet fully characterized23. Previous studies on the natural history of latent RHD have reported progression of valve lesions in a relatively short follow-up period34. However, studies utilizing echocardiography have employed different definitions of progression, and standardization is required in reporting outcomes35. Although most children with borderline or mild definite RHD remain stable or demonstrate improvement, they are at substantial risk of progression34. Outcomes are best for children with borderline RHD and worst for those with advanced RHD34,36. There is also evidence that RHD progression may not be uniform37 and the optimal management of latent RHD remains unknown23. While early initiation of penicillin prophylaxis will prevent progression to overt RHD36,38, a randomized trial is required to determine the impact of this approach on the outcome of latent RHD.
ARF is the result of an autoimmune response to pharyngeal infection with GAS in genetically predisposed individuals, mediated through molecular mimicry5. Streptococcal antigens are recognized, processed, and presented by antigen presenting cells such as macrophages and dendritic cells, leading to the production of antibodies by B cells, which cross-react with human components leading to injury in several host sites. The long-term damage to cardiac valves is a more serious complication of ARF.
Typically the first streptococcal throat infection does not trigger an episode of rheumatic fever. One hypothesis is that recurrent infections are able to maintain the germinal center reaction and affinity for antibody maturation, thereby potentiating cross-reactivity39,40. As such, preexisting immune complexes would capture more antibodies leading to amplification of the immune response, which further favors the recognition of several host epitopes and propagates tissue damage feeding the disease onset41. However, to date, there is still no clear evidence to support the isolated presence of valve-reactive antibodies in the serum of patients with RHD. Moreover, these antibacterial antibodies are often found in patients after uncomplicated streptococcal pharyngitis and also in healthy individuals, supporting the participation of other pathogenic mediators.
Mitral valve damage is initiated by circulating autoantibodies that bind to the endothelial surface of the valves, leading to increased expression of vascular cell adhesion protein 1 (VCAM-1). The activated endothelium facilitates the infiltration of T lymphocytes into the valvular subendothelium, leading to edema and elongation of the chordae tendineae42,43. Intense valvular tissue stretch exposes components of the extracellular matrix, and anti-collagen antibodies are produced in response. These antibodies can deposit in the valve, contributing to a pro-inflammatory milieu. These changes cause the heart valves to be a vulnerable immune-privileged site for degeneration.
It has been proposed that the immune response in RHD may not be merely related to molecular mimicry or failure of the immune system but rather to collagen autoimmunity44. The production of autoantibodies against basement-membrane collagen (type IV) on host endothelium serves as the triggering step of pathological processes. In streptococcal infection, M-proteins bind to the CB3 region of collagen IV, leading to the formation of a complex that promotes conformational changes in collagen structure, thus, initiating an anti-collagen response45–47. Thus, a ubiquitous protein can become a self-antigen that contributes to an imbalance between collagen deposition and collagen degradation, culminating in subsequent fibrosis of the valve apparatus in RHD. Mitral valves of patients with RHD demonstrate higher deposition of collagens Type I and Type III, evidence of fibrosis, when compared to non-rheumatic mitral valve controls48.
Although some studies suggest that the presence of antibodies is not crucial in triggering RHD pathogenesis, the ability of antibodies to become self-reactive depends on a combination of factors including genetic predisposition, recurrence of infections, and strain virulence. These findings highlight the complexity of the pathogenic mechanisms of RHD.
With respect to cellular immune response, cardiac valves from patients with RHD show an intense inflammatory infiltrate of mononuclear cells. These cells are able to produce cytokines and soluble mediators that affect valvular interstitial cell and valvular endothelial cell functions49,50. CD4+ T lymphocytes are highly reactive against cardiac myosin epitopes in RHD51–54. Proinflammatory cytokines, such as TNF-α, IFN-γ, IL-1, and IL-17, have been shown to be associated with disease progression55–56. IL-10, a modulatory cytokine, is present at high levels in patients with RHD and has a direct correlation with the CD8+ T lymphocyte response57–59. Macrophages are abundant in valvular inflammatory infiltrate and play an important role in production of both cytokine and matrix metalloproteinases, thus interfering in the remodeling of extracellular matrix components and fibrosis60–62.
Calcification is also a very common finding in rheumatic mitral valves. The cellular mechanisms responsible for the calcification in RHD are not well understood. Mineralization occurs in areas of neoangiogenesis, which is associated with inflammation and increased expression of vascular endothelial growth factor (VEGF)63. This molecule has the ability to regulate bone remodeling by stimulating osteoblast differentiation64. Calcification-competent extracellular vesicles derived from smooth muscle cells, valvular interstitial cells, or macrophages may also be involved in mitral valve mineralization in RHD65–67. These cell types are able to produce osteopontin and osteocalcin, demonstrating osteoblast-like processes of calcification such as occur in degenerative calcific aortic stenosis68–69. These data suggest that a regulated pro-inflammatory cellular process drives calcification of valve tissue in RHD.
Genetic host predisposition also influences RHD pathogenesis. Susceptibility is heritable, with increased occurrence of ARF in family members and monozygotic twins70–71. Polymorphisms in several genes coding for immune-related proteins have been associated with ARF and RHD susceptibility.
In conclusion, the growth in research on RHD pathogenesis has resulted in several advances in current disease understanding72. Molecular mimicry is likely essential for induction of autoimmunity and initiation of valve damage during episodes of ARF, and antibodies against collagen could contribute to disease progression, as well as self-reactive clones of T lymphocytes and other cellular components5,72. However, the current proposed mechanisms cannot clearly explain the preferential involvement of the mitral valve, or why the disease develops in women in the vast majority of cases. Figure 1 displays a schematic presentation of the mechanisms of RHD pathogenesis.
PATTERNS OF STRUCTURAL VALVULAR ABNORMALITIES OF RHEUMATIC HEART DISEASE
RHD predominantly affects the mitral valve in essentially all cases, but other valves may also be involved2,12. Aortic valve involvement is observed in 20-30% of cases, and the tricuspid valve may be affected less commonly. The interval between the initial episode of rheumatic fever and clinical evidence of valve disease varies, ranging from a few years to more than 20 years.
Mitral valve regurgitation is the most common valvular lesion in patients with RHD, particularly in the early stages, while pure mitral regurgitation is the most common RHD presentation73–75. Rheumatic mitral regurgitation primarily results from morphological changes that reflect chronic scarring of the mitral valve and mitral valve apparatus. Mitral valve stenosis usually occurs many years after the initial episode of ARF, and shares many morphological features with rheumatic mitral regurgitation2–73. The morphological features of mitral stenosis are thickening at the leaflet edges, subvalvular apparatus thickening, shortened chordae tendineae, commissural fusion, calcification, and restricted leaflet motion. Usually, the base and mid-sections of the leaflets move toward the ventricular apex, while the motion of the leaflet tips is restricted owing to fusion of the anterior and posterior leaflets along the medial and lateral commissures27. In rheumatic mitral stenosis, two-dimensional echocardiography allows for detailed evaluation of mitral valve morphology, including assessment of leaflet thickness, leaflet mobility, degree of calcification, and extent of subvalvular involvement (Figure 2)75.
Although aortic valve disease is less common than mitral valve, aortic valve dysfunction has a more serious effect on left ventricular function, quality of life, and overall prognosis73. Rheumatic aortic regurgitation is most commonly seen in combination with rheumatic mitral valve disease (Figure 3)12. Pure aortic valve disease is uncommon. The mechanism for rheumatic aortic regurgitation is most commonly restricted aortic leaflet motion, which occurs as a result of leaflet retraction and thickening73. Aortic stenosis is less commonly a result of rheumatic valvular pathology. Data from a large prospective African study reported aortic stenosis in only 9% of study subjects12. Stenosis occurs secondary to progressive leaflet thickening, commissural fusion, fibrosis, and calcification, usually associated with aortic regurgitation and mitral valve disease.
Rheumatic tricuspid valve involvement is even less common than that of left-sided valves73. Regurgitation is a consequence of shortening and retraction of leaflets of the valve as well as shortening and fusion of the chordae tendineae. Tricuspid regurgitation is most often due to tricuspid annulus dilation, in association with mitral valve disease. Rheumatic tricuspid stenosis is rare and occurs in association with mitral stenosis in almost all cases.
4: Preventive strategies
Preventive strategies for RHD are a set of well-established measures aimed at preventing manifestation of the disease or its complications. These strategies are crucial in the management of patients at risk, and their effectiveness is proven by the low rates of RHD in countries where they were implemented76, as well as by the decline in prevalence of the disease worldwide9. The World Health Organization (WHO) global action plan targets a 25% reduction in premature mortality from non-communicable diseases by the year 2025; control and prevention of RHD will play an important role in achieving this goal77. Preventive strategies include primordial, primary, secondary, and tertiary prevention, each of which is specific for certain susceptible groups and situations.
Primordial prevention involves prophylactic strategies to avoid streptococcal infection. Improvement in a population’s living conditions results in better access to health care and control of the spread of streptococcal pharyngitis, a determinant factor in the pathophysiology of RHD. This type of prevention applies to the general population, and is particularly necessary in socioeconomically disadvantaged contexts. This type of prevention was responsible for the decline in cases of ARF and RHD in most countries in the 20th century even before the introduction of antibiotics76. The precariousness of this type of prevention in resource-poor settings explains the persistence of rheumatic fever as a major public health challenge among these populations1.
Primary prevention of RHD focuses on diagnosis and treatment of streptococcal pharyngitis to decrease the risk of ARF. Once the diagnosis of pharyngitis has been established, treatment within nine days of infection is recommended. This approach prevents the development of rheumatic fever in the majority of susceptible individuals, in addition to avoiding spread of the bacterium between contacts. Intramuscular BPG remains the most widely used antibiotic for GAS pharyngitis78. An active school-based sore throat surveillance and treatment adopted in New Zealand demonstrated no statistically significant reduction in the incidence of ARF, along with being unaffordable in the majority of countries with high rates of the disease79. Studies are ongoing on the feasibility of a vaccine against S. pyogenes80. Poor health-seeking literacy and lack of community awareness regarding pharyngitis and RHD are also barriers to primary prevention9.
Secondary prevention involves continuous antimicrobial prophylaxis to prevent group A beta-hemolytic streptococcal pharyngitis in individuals previously diagnosed with ARF78. There is strong evidence that secondary prophylaxis reduces the severity of RHD by preventing disease progression1. This type of prophylaxis is standardized according to severity of the manifested disease, and takes into account individual risk factors and the epidemiology of the disease in the assessed context. Treatment is prolonged and patient adherence dependent on the patient-physician relationship and satisfactory access to health care. It is essential to emphasize to patients the severity of their condition and the importance of treatment.
The appropriate duration of secondary prophylaxis is controversial, and dependent on several factors, including time elapsed since the last episode of ARF, age, presence of carditis at presentation, and severity of RHD at follow-up78. Intramuscular administration of long-acting penicillin preparations every four weeks remains the standard of care in most circumstances78. In populations in which the incidence of rheumatic fever is particularly high, including Brazil, the administration of BPG every three weeks is justified and recommended, because serum drug levels may fall below protective levels before the fourth week after administration of this dose of penicillin78.
On the basis of these factors, the recommended duration of secondary prophylaxis is usually a minimum of 10 years after the most recent episode of ARF or until age 18-21 years (whichever is longer). Patients with moderate RHD continue prophylaxis until age 30-35, and those with severe RHD continue until age 401,9,81.
Secondary prophylaxis remains the most effective type in countries in which primordial and primary preventions are limited. In addition, initiation of penicillin prophylaxis for latent RHD, detected by echocardiography, may prevent advancement to clinically significant disease36,38, though this has not yet been proven.
Tertiary prevention aims to prevent complications of established RHD, in order to reduce morbidity and mortality. This entails management of heart failure, control of arrhythmias, adequate monitoring of anticoagulation therapy, prevention of endocarditis, management of complications related to pregnancy, and timely referral for heart surgery9. This stage is complex, requiring special resources, specialized professionals, and long-term patient follow-up. Echocardiography has become an essential tool for grading the severity of valvular disease and assessing ventricular function81.
The major challenge of this type of prophylaxis is that life-saving valve procedures are not available to the majority of affected RHD patients, contributing to an increased risk of death and other major adverse outcomes12,15,82. The REMEDY study (Global Rheumatic Heart Disease Registry) documented high rates of disability and premature death across African and Asian countries, largely attributable to advanced disease at the time of presentation12. Strategies to provide high-quality tertiary care for patients with RHD are required, including sustainable cardiac surgical services77.
Although the health-related burden of RHD has declined worldwide, the disease remains a leading cause of death and disability in low- to middle-income countries. Early diagnosis for prevention of rheumatic fever recurrences is an effective strategy to decrease the RHD burden. Echocardiographic screening has been demonstrated to be a powerful tool for early RHD detection, and holds potential for global disease control. Advanced cardiovascular care for patients with late-stage RHD in resource-poor settings is a challenge. Effective implementation of cardiac surgical services with availability of life-saving valve procedures is essential to manage patients with RHD. Ensuring timely access to definitive surgical care is a key aspect of addressing the current RHD burden, contributing to a decreased risk of death and other major adverse outcomes in patients with advanced disease.